Saturday 25 March 2017

Returning to maths: the power of powers

After a few years, I am re-opening this Blog and, curiously enough, with a maths subject.

I have an interest in Physics and I have decided that, to make progress, I must improve my mathematical skills. Unfortunately, I am liking maths too much, so it is hard to move ahead, because interesting ideas flood into and grab my mind at each step.

I will share what I have thought about imaginary number and powers. A good example of the benefits of my "Cinderella method" as an epistemological tool. I can advance that this provides an insight for solving the “zero to the zero-th power” issue, but let us go step by step, by taking a twisted

… road through imaginary numbers

An imaginary number is the square root of a negative number. That doesn't exist, it is true, that is why people coined this adjective, "imaginary". But, if you think of it, the denomination is not fortunate, because actually all numbers are "imaginary", just like any other concept: they are ideas that our mind invents, intellectual artifacts, although -like the Cinderella method reminds us of- they are islands surrounded by empirical reality from all sides: they are mental "slippers", but made following the model of a real "foot" (Cinderella's) and aiming at solving a practical problem (providing the Prince with an "apt wife", one who is able to dance in unison with his political and personal troubles...). 

For example, the most elementary category, natural numbers = positive integers (0, 1, 2 , 3 ...): do they exist? No, if you look around, you may find one husband or two houses, but not any entity called "one" or "two" and being only that. However, this creation turns out to be most helpful, because it allows you to count those very real items and draw the very pragmatic conclusion that having more than one house is a nuisance, not to talk about polygamy, which would be suicidal...

As to negative numbers, more of the same. One day your employer gives you 10 euros. The day after the bank hands over to you 10 euros. No physical difference between those two operations and objects. Your cash is hence 20 euros. But tomorrow you may have a legal need: you need to determine how much of that money is really yours and does not to have be returned. Time to invent a new "slipper", negative numbers. You should have recorded the second delivery as a loan, with a negative sign. Thanks to this, you will be able to add up your total cash with your (negative) loans and thus infer your net wealth.

Let us jump now, skipping some other categories, to imaginary numbers. Your son is standing 1 km away from your house to the East. But he should have moved to the West instead, to point -1 km. Two possibilities: walking straight through the road or taking the scenic route and rotating in a 180o arc.  Mathematically these two options correspond to a subtraction (1 - 2 = -1) or a multiplication [1 x ( -1) = -1], respectively.  But what if your son wants to go scenic but stop after 90o to spend the night with his girlfriend? For that noble purpose, mathematically, he should half-multiply by -1… But… what is that, “half-multiplying…”? Well, that amounts to multiplying by √-1, so why not invent the so called imaginary unit (denominated i), which has that weird value, but beautifully represents the move that your young son so much desires…?

Now let us compare our story with the standard account of the discovery of imaginary numbers. The serious version goes like this: mathematicians stumbled across this puzzling equation

x2 = -1

and found out that it can be solved by equating x to the imaginary unit  i = √-1.

Well, our narration also contains an implicit equation, but what is remarkable is that by wrapping it up in a real-life problem, we have given it an embellished form, as if we had touched it with a magic wand:

1 ∙ x2 = 1 ∙ x ∙ x = -1 or 1 ∙ i = √-1

I have seen this trick for the first time in a wonderful site for obtaining insights about maths (betterexplained.com) and also in these other excellent places: Math Memoirs and Kahn Academy. My modest contribution is giving the equation a second touch, so as to make it apparent why the trick in question works:

1 km ∙ i   = √-1

Not much, I admit that the idea is obvious: the magic functions because now the equation is closer to reality. We said it before: abstract numbers don’t exist, you always use them to count units of real things (1 km, for instance) and it is by showing their use in practice that you can ascertain how they operate and what they serve for. Let us prove it more robustly through an even simpler example, ordinary powers.

How to explain powers and exponents

The ordinary approach, given for instance in the article of Wikipedia, is that “exponentiation” involves just two numbers, the base (b) and the exponent (n), like here:

bn = x

And it means repeated multiplication of b, in particular the number of times indicated by n.

Then you are told the properties of powers:
·       If n = zero à x = 1.
·       If n  = negative à x = 1/b.
·       If n = a fraction = 1/m à x = √b, with m being the index of the square.

All that is true of course, but very hard to remember, because there is no logical thread joining all elements. In fact, one (mistakenly but excusably) tends to think that exponentiation is something done over the base, but then if you have exponent 2, how is it that you do it only once… and if exponent is 0, how come that the base turns into 1?

Let us now wave our magic hand in order to embellish the expression by adding a real-life unit, over which our controverted operation is acting:

1 thing [operation] base = x

And where shall we place the exponent? Well, the advantage of the new form is that now we don’t need to put such exponent over the base, we dispose of an alternative solution: we can place it… over the operation itself! Like here:

1 thing [operation n] base = x


And, yes, that is the right thing to do, because this way all the qualifications represented by the exponent naturally apply to the operation in question and everything fits in:

·       Basic meaning of the operation: MULTIPLICATION of 1 thing by b.
·       Possible qualifications of the operation:
o   If n = zero à you do NOT MULTIPLY the thing by b (which, yes, is equivalent to multiplying it by 1).
o   If n  > 0 à you MULTIPLY the thing by b n TIMES.
o   If  n < 0 à  you ANTI-MULTIPLY the thing by b (i.e., DIVIDE it by b n TIMES).
o   If n = ½ à you HALF-MULTIPLY the thing by b (which is equivalent to multiplying it by square root of b).
o   If n = 1/m à you FRACTION-MULTIPLY the thing by b (i.e. you multiply it by root of b with m index).


What is the then the insight about zero to the zero-th power?

It is usually said that one has mixed feelings with regard to this expression. On the one hand, 0 raised to any power is 0. On the other hand, any base raised to 0 is 1. So the authors discuss whether the correct solution for 00 is 0, 1 or should be left as indeterminate. You can google for multiple discussions and sophisticated demonstrations about one or another solution.

Obviously, our argument points at 1 as the answer: what the expression is telling us is simply that we should not apply any operation to the object in question, that we must leave it alone. That is what is called, by the defenders of this solution an “empty product” or “multiplication by the unit identity.

Well, I am not going to affirm that this is the only possible solution. I am not qualified to discard that other solutions may make sense in other contexts. But what I am sure of is that in contexts like ours, the solution is 100% certain: if you are faced with the decision of running 1 km East (or √-1 km North), marrying a husband or wife or buying a house… and someone comes to you shouting, “but please do it 0 times raised to 0”, don’t worry: she or he is just confirming good sense, that you should do it once… The concept has been invented as a slipper to fit around one foot and lead you to one Cinderella, so it can ONLY have this meaning. If it should ever have another meaning, it will be because it is a different concept meant to catch another lady with another foot…